- Retirement Ripoff Counter heads past US$ 10 Billion As the Department of Labor pushes ahead with a rule that would delay full enforcement of the Fiduciary Rule, Americans for Financial Reform, as part of the Save our Retirement coalition, is highlighting the costs to retirement savers of not having this common-sense consumer protection that simply ensures financial advisors provide the best possible advice. Leia mais view more
- Fiduciary Rule should be largely positive for Investors In a comment letter to the SEC, Morningstar's Aron Szapiro explores what changes the fiduciary rule has had on the asset management industry and what the SEC can do to help investors. Leia mais view more
- DOL Fiduciary Rule Explained as of August 31, 2017 The rule explains the "investment advice fiduciary" definition that will automatically elevate all financial professionals who provide retirement planning advice to the level of a Fiduciary, bound legally and ethically to meet the standards of that status Leia mais view more
- Responsabilidade fiduciária e o mercado de investimentos O mercado de investimentos nos Estados Unidos é o mais líquido e diverso do planeta. De acordo com publicação da Cerulli Associates, as grandes instituições dominam 70% do mercado com suas divisões de bancos privados e corretoras, sendo o restante coberto por empresas independentes. Leia mais view more
- Compra da XP evidencia padrões fiduciário e de adequação Boa parte dos serviços financeiros envolve a intermediação entre partes interessadas em uma transação. Assim, o pagamento de comissões vinculadas ao montante negociado é frequente. A diferença é que, algumas vezes, isso ocorre de forma indireta. Leia mais view more
- DOL Fiduciary Rule Explained as of April 18, 2017 The law was initially created under the Obama administration. But in February 3, 2017, President Trump issued a memorandum that attempted to delay the rule's implementation by 180 days. Leia mais view more